Hartwell, Benjamin Luke
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2011-02-15 | 2014-04-04 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-09-08 | 2020-10-20 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2014-07-31 | 2017-03-06 |
| 4 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2021-08-18 | 2022-09-21 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2021-08-18 | 2022-09-21 | Rep | Dealing in securities | 2021-08-18 | 2022-09-21 |
| 6 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2009-06-15 | 2011-01-31 |
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