Liu, Sing Chi 廖承志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-06-06 | 2016-06-12 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-10-26 | 2016-06-12 |
| 3 | ChaoShang Securities Limited | Rep | Dealing in futures contracts | 2020-05-04 | 2020-06-22 | Rep | Dealing in securities | 2020-05-04 | 2020-08-21 | RO | Dealing in futures contracts | 2020-06-22 | 2020-08-21 |
| 4 | ELSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-01 | 2021-05-06 |
| 5 | Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2021-09-10 | 2023-02-24 |
| 6 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2021-06-07 | 2021-09-10 | RO | Dealing in securities | 2021-09-10 |
| 7 | TIAN YUAN FINANCE (INDEX TRADING) LIMITED | RO | Dealing in futures contracts | 2016-10-12 | 2019-12-29 |
| 8 | TIAN YUAN FINANCE LIMITED | Rep | Dealing in securities | 2016-06-22 | 2019-12-29 |
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