Po, Kwong Chiu 蒲廣潮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-04-27 | 2016-10-03 | Rep | Dealing in futures contracts | 2009-11-26 | 2016-10-03 |
| 2 | Grand China Securities Limited | RO | Dealing in securities | 2022-12-20 | RO | Asset management | 2023-02-13 | RO | Dealing in futures contracts | 2023-02-13 | RO | Advising on securities | 2023-05-05 |
| 3 | QUANTSMILE (HK) LIMITED | Rep | Asset management | 2017-04-03 | 2019-07-16 | RO | Asset management | 2019-07-16 | 2022-10-31 |
| 4 | T G SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-19 | 2016-12-08 | Rep | Dealing in securities | 2016-10-19 | 2016-12-08 | RO | Dealing in futures contracts | 2016-12-08 | 2022-10-31 | RO | Dealing in securities | 2016-12-08 | 2022-10-31 |
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