Li, Nelson Siu Sing 李紹成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2011-03-15 | 2011-06-07 | RO | Dealing in securities | 2011-06-07 | 2011-12-02 | Rep | Dealing in securities | 2011-12-02 | 2012-10-25 | RO | Dealing in securities | 2012-10-25 | 2013-02-27 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2013-06-03 | 2017-09-11 | RO | Dealing in securities | 2017-09-11 | 2018-02-06 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2009-06-13 | Rep | Dealing in securities | 2009-06-13 |
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