Siu, Koon Ming 蕭貫鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-03-24 | 2021-11-21 | Rep | Dealing in securities | 2009-04-17 | 2012-03-31 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2023-01-12 | Rep | Dealing in securities | 2023-01-12 |
| 3 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on corporate finance | 2004-05-21 | Rep | Advising on securities | 2004-05-21 | Rep | Asset management | 2004-05-21 |
| 4 | WM (HK) Limited | Rep | Advising on securities | 2004-08-04 | 2009-01-01 |
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