Law, Man Chiu (SFC:AQF556) 羅文超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2015-05-11 | 2015-09-01 | Rep | Dealing in securities | 2015-05-11 | 2015-09-01 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-01-31 | 2013-03-15 | Rep | Advising on securities | 2017-11-16 | 2021-11-06 | Rep | Dealing in securities | 2017-11-16 | 2021-11-06 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2013-06-11 | 2013-12-31 |
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