Kwok, Eric Chong Shing 郭創成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXIOM INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2004-10-15 | 2007-09-10 | Rep | Advising on securities | 2004-10-15 | 2007-09-10 | Rep | Asset management | 2004-10-15 | 2007-09-10 | RO | Advising on futures contracts | 2007-09-10 | 2014-04-30 | RO | Advising on securities | 2007-09-10 | 2014-04-30 | RO | Asset management | 2007-09-10 | 2014-04-30 |
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