Lau, Chi Sing (SFC:ABR724) 劉志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2003-07-26 | 2007-03-09 | RO | Advising on securities | 2007-03-09 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-17 | Rep | Advising on securities | 2003-05-17 | Rep | Asset management | 2003-05-17 |
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