Lau, Wai Man (SFC:ALW732) 劉威文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-11-07 | 2012-05-04 |
| 2 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | 2014-08-27 | 2015-01-27 | Rep | Dealing in futures contracts | 2014-08-27 | 2015-01-27 | RO | Advising on futures contracts | 2015-01-27 | 2024-06-04 | RO | Dealing in futures contracts | 2015-01-27 | 2024-06-04 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-10 | 2012-05-04 | Rep | Dealing in securities | 2007-05-10 | 2012-05-04 |
| 4 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2005-06-20 | 2007-03-16 | Rep | Asset management | 2005-06-20 | 2007-03-16 |
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