Wu, Junya 武俊雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2008-09-01 | 2012-06-23 | Rep | Dealing in securities | 2008-09-01 | 2012-06-23 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2012-08-01 | 2016-10-05 | Rep | Dealing in securities | 2012-08-01 | 2018-02-28 | RO | Advising on corporate finance | 2016-10-05 | 2018-02-28 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-03-27 | 2018-08-13 | Rep | Dealing in securities | 2018-03-27 | 2018-08-13 | Rep | Advising on securities | 2018-07-30 | 2021-10-27 | RO | Dealing in securities | 2018-08-13 | RO | Advising on corporate finance | 2018-08-13 | 2021-03-05 | Rep | Asset management | 2021-03-05 | 2021-10-27 | RO | Advising on securities | 2021-10-27 | RO | Asset management | 2021-10-27 |
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