Lau, Kit Ling 劉潔玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2010-10-07 | 2017-09-04 | RO | Advising on corporate finance | 2017-09-04 | 2021-09-24 | Rep | Dealing in securities | 2021-01-13 | 2021-09-24 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2021-01-13 | 2021-09-24 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-10-19 | 2021-12-22 | Rep | Advising on securities | 2021-11-19 | RO | Advising on corporate finance | 2021-12-22 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2021-10-19 | |
| 5 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-04-09 | 2010-09-03 | Rep | Dealing in securities | 2009-04-09 | 2010-09-03 |
| 6 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-10-18 | 2008-09-30 |
| 7 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-10-18 | 2009-04-01 | Rep | Dealing in securities | 2007-11-22 | 2009-04-01 |
| 8 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2004-10-20 | 2007-09-30 |
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