Chan, Wa Ming 陳華明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-06-01 | Rep | Automated trading services | 2009-11-26 | 2015-11-30 |
| 2 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-18 | Rep | Advising on securities | 2004-03-18 | Rep | Asset management | 2004-03-18 | Rep | Dealing in securities | 2005-09-27 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-29 | 2006-04-14 |
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