Butterworth, Gregory John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-20 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-20 | 2015-08-10 | Rep | Dealing in futures contracts | 2011-09-15 | 2015-08-10 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2018-10-22 | 2018-10-27 | Rep | Dealing in securities | 2019-04-18 | 2019-05-06 | Rep | Dealing in securities | 2020-01-20 | 2020-01-24 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-05-10 | 2011-03-22 | Rep | Dealing in securities | 2015-11-02 | 2016-09-28 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-05-10 | 2011-03-22 | Rep | Dealing in futures contracts | 2010-09-02 | 2011-03-22 | Rep | Dealing in futures contracts | 2015-11-02 | 2016-09-28 | Rep | Dealing in securities | 2015-11-02 | 2016-09-28 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-10 | 2010-09-02 |
| 7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2011-06-20 | 2011-12-30 |
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