Cai, Jing (SFC:AXO945) 蔡璟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2011-07-06 | 2011-12-08 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2011-07-06 | 2011-12-08 |
| 3 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2012-08-06 | 2015-05-07 | Rep | Asset management | 2012-08-06 | 2015-05-07 | Rep | Dealing in securities | 2013-01-14 | 2013-02-28 | RO | Dealing in securities | 2014-09-16 | 2015-05-07 |
| 4 | Huarong International Asset Management Limited | Rep | Asset management | 2018-01-04 | 2018-03-06 | RO | Asset management | 2018-03-06 | 2021-06-15 |
| 5 | Huarong International Securities Limited | Rep | Advising on securities | 2018-01-04 | 2018-03-06 | Rep | Dealing in securities | 2018-01-04 | 2018-03-06 | RO | Advising on securities | 2018-03-06 | 2021-06-15 | RO | Dealing in securities | 2018-03-06 | 2021-06-15 |
| 6 | ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2012-02-01 | 2012-04-10 | Rep | Advising on securities | 2012-02-01 | 2012-04-10 | Rep | Asset management | 2012-02-01 | 2012-04-10 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-08-24 | 2021-10-11 | Rep | Dealing in securities | 2021-08-24 | 2021-10-11 | RO | Advising on securities | 2021-10-11 | 2023-04-28 | RO | Dealing in securities | 2021-10-11 | 2023-04-28 |
| 8 | ORIENTAL PATRON ASIA LIMITED | Rep | Asset management | 2012-04-30 | 2012-08-01 | Rep | Dealing in securities | 2012-04-30 | 2012-08-01 |
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