Brady, Mark Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AK PARTNERS HK LIMITED | Rep | Advising on securities | 2021-12-14 | 2023-04-20 | Rep | Asset management | 2021-12-14 | 2023-04-20 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-03-30 | 2014-12-31 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2010-03-30 | 2015-06-30 | Rep | Dealing in securities | 2011-03-25 | 2015-06-30 | Rep | Advising on corporate finance | 2012-06-25 | 2015-06-30 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2016-06-24 | 2016-10-12 |
| 5 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2008-09-23 | 2010-03-06 | Rep | Automated trading services | 2008-09-23 | 2010-03-06 | Rep | Dealing in securities | 2008-09-23 | 2010-03-06 |
| 6 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2021-01-12 | 2021-03-16 | Rep | Dealing in securities | 2021-01-12 | 2021-03-16 |
| 7 | Venture Smart Asia Limited | Rep | Asset management | 2018-02-15 | 2019-08-16 | Rep | Dealing in securities | 2018-02-15 | 2019-08-16 | Rep | Advising on securities | 2018-04-24 | 2019-08-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy