Lim, James Teik Beng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-07-13 | 2014-06-03 | Rep | Dealing in securities | 2010-07-13 | 2014-06-03 |
| 2 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2008-11-17 | 2010-03-30 |
| 3 | Calibration Partners (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-09-04 | 2015-01-07 | Rep | Advising on securities | 2014-09-04 | 2015-01-07 | RO | Advising on corporate finance | 2015-01-07 | RO | Advising on securities | 2015-01-07 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-03-16 | 2008-09-29 | Rep | Dealing in securities | 2007-03-16 | 2008-09-29 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-03-16 | 2008-09-29 |
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