Dong, Nan (SFC:AXH998) 董楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-24 | 2015-04-14 | Rep | Dealing in securities | 2011-05-24 | 2015-04-14 |
| 2 | Goldhorse Securities Limited | Rep | Dealing in securities | 2021-10-25 | 2022-04-26 | RO | Advising on securities | 2022-04-26 | 2022-12-15 | RO | Dealing in securities | 2022-04-26 | 2022-12-15 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-06-15 | 2021-07-16 |
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