Wong, Sai Lai 黃世禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-12-23 | 2011-08-05 |
2 | KING FOOK SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-02-02 | Rep | Advising on securities | 2004-02-02 | Rep | Asset management | 2004-02-02 | Rep | Dealing in securities | 2004-07-19 |
3 | TIANDA SECURITIES LIMITED | Rep | Dealing in securities | 2012-07-17 | 2015-08-20 |
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