Sims, David Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-01-19 | 2016-01-19 | Rep | Dealing in securities | 2017-02-24 | 2017-02-28 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-01-19 | 2016-01-19 | Rep | Dealing in futures contracts | 2017-02-24 | 2017-02-28 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-12-04 | 2023-12-12 |
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