Minaki, Tomoya
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2017-01-17 | 2017-01-25 | Rep | Dealing in securities | 2021-09-02 | 2023-06-13 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2017-01-17 | 2017-01-25 | Rep | Dealing in futures contracts | 2021-09-02 | 2023-06-13 | Rep | Dealing in securities | 2021-09-02 | 2023-06-13 |
| 3 | Pleiad Investment Advisors Limited | Rep | Asset management | 2023-07-18 |
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