Yu, An Li 余安麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-31 | 2020-10-06 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2019-07-31 | 2020-10-06 | Rep | Dealing in securities | 2019-07-31 | 2020-10-06 |
| 3 | CIFM Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-12-21 | 2017-10-16 | Rep | Dealing in securities | 2016-12-21 | 2017-10-16 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-12-07 | 2020-12-30 | Rep | Dealing in securities | 2020-12-07 | 2020-12-30 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-01-11 |
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