Chan, Chi Wo 陳志和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-04 | 2018-09-16 |
| 2 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2018-10-03 | 2021-11-01 | RO | Advising on futures contracts | 2021-11-01 | 2021-11-26 | RO | Dealing in futures contracts | 2021-11-01 | 2021-11-26 |
| 3 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2021-11-01 | 2021-11-26 | RO | Dealing in securities | 2021-11-01 | 2021-11-26 |
| 4 | Mason Securities Limited | Rep | Dealing in securities | 2018-10-03 | 2021-11-01 | RO | Advising on securities | 2021-11-01 | 2021-11-26 | RO | Dealing in securities | 2021-11-01 | 2021-11-26 |
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