Niu, Zhuowen 牛卓文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-09-23 | 2022-05-05 | Rep | Dealing in securities | 2016-09-23 | 2022-05-05 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-05-16 | |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2022-05-16 |
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