Hardwicke, Tristan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2022-05-13 | Rep | Dealing in securities | 2017-08-07 | 2022-05-13 |
| 2 | Marex HK Asia Limited | Rep | Dealing in futures contracts | 2016-08-11 | 2016-12-19 | Rep | Dealing in securities | 2016-08-11 | 2017-07-31 | RO | Dealing in futures contracts | 2016-12-19 | 2017-07-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-06-27 | |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-06-27 | Rep | Dealing in securities | 2022-06-27 |
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