Lock, Chun Wai 駱俊瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-06-17 | 2017-03-20 | Rep | Dealing in securities | 2018-04-23 | 2019-03-01 |
| 2 | iBest Consultants Limited | Rep | Dealing in securities | 2017-05-17 | 2019-01-15 |
| 3 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2018-04-23 | 2019-01-25 |
| 4 | uSmart Securities Limited | Rep | Dealing in securities | 2022-07-14 | |
| 5 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2021-04-09 | 2022-07-07 |
| 6 | Yunfeng Securities Limited | Rep | Dealing in securities | 2021-04-09 | 2022-07-07 |
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