Li, Zhe (SFC:BHC114) 李哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2022-01-26 | 2022-05-23 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-01-31 | 2022-05-23 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2019-12-27 | 2021-10-12 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2022-08-22 | 2022-12-12 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2022-08-22 | 2022-12-12 | Rep | Dealing in futures contracts | 2022-08-22 | 2022-12-12 | Rep | Dealing in securities | 2022-08-22 | 2022-12-12 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-04-25 | 2017-12-15 | Rep | Dealing in securities | 2016-04-25 | 2017-12-15 |
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