Chan, Pui Man (SFC:BQI558) 陳佩雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jin Yi Financial Group Limited | Rep | Advising on futures contracts | 2023-01-18 | Rep | Advising on securities | 2023-01-18 | Rep | Asset management | 2023-01-18 | Rep | Dealing in futures contracts | 2023-01-18 | Rep | Dealing in securities | 2023-01-18 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2021-01-14 | 2022-12-15 |
| 3 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-01-14 | 2022-12-15 |
| 4 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-01-14 | 2022-12-15 |
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