Duan, Kaizhong 段凱忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GPTX Investment Management Limited | Rep | Advising on securities | 2024-04-05 | Rep | Asset management | 2024-04-05 |
| 2 | MAXA CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-12-30 | 2021-07-14 |
| 3 | SPDB International Investment Management Limited | Rep | Advising on securities | 2021-11-01 | 2024-02-16 | Rep | Asset management | 2021-11-01 | 2024-02-16 |
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