Mohan, Wamsi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2016-03-17 | 2016-03-18 | Rep | Dealing in securities | 2016-03-17 | 2016-03-18 | Rep | Advising on securities | 2017-03-22 | 2017-03-23 | Rep | Dealing in securities | 2017-03-22 | 2017-03-23 | Rep | Advising on securities | 2018-03-12 | 2018-03-13 | Rep | Dealing in securities | 2018-03-12 | 2018-03-13 | Rep | Advising on securities | 2019-03-18 | 2019-03-19 | Rep | Advising on securities | 2023-03-15 | 2023-03-16 |
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