Kwok, Heung Yan 郭香恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HX Innovation Capital Management Co. Limited | RO | Asset management | 2016-01-29 | 2017-11-24 |
| 2 | OCI Asset Management Company Limited | RO | Advising on securities | 2018-05-09 | 2019-11-28 | RO | Asset management | 2018-05-09 | 2019-11-28 |
| 3 | Seazen Resources Asset Management Limited | Rep | Advising on securities | 2022-02-10 | 2022-06-15 | Rep | Asset management | 2022-02-10 | 2022-06-15 | Rep | Dealing in securities | 2022-02-25 | 2022-06-15 | RO | Advising on securities | 2022-06-15 | RO | Asset management | 2022-06-15 | RO | Dealing in securities | 2022-06-15 | 2023-02-01 |
| 4 | Seazen Resources Securities Limited | RO | Dealing in securities | 2022-11-25 | |
| 5 | Sinohope Asset Management (Hong Kong) Limited | RO | Advising on securities | 2020-07-31 | 2021-12-03 | RO | Asset management | 2020-07-31 | 2021-12-03 |
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