Wang, Ao (SFC:BGT419) 王奧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2021-09-10 | 2022-11-18 | Rep | Dealing in securities | 2021-09-30 | 2022-11-18 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2017-10-12 | 2021-09-02 |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-03-23 | Rep | Advising on securities | 2023-03-23 | Rep | Dealing in securities | 2023-03-23 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2023-03-23 | |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2016-01-04 | 2016-02-19 |
| 6 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2016-01-04 | 2017-08-24 | Rep | Advising on corporate finance | 2016-03-21 | 2017-08-24 |
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