Ng, Li Yen 吳莉燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-04-20 | 2018-04-24 | Rep | Dealing in securities | 2018-05-25 | 2018-05-29 | Rep | Dealing in securities | 2018-07-05 | 2022-09-02 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-01-04 | 2017-11-03 |
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