Ngan, Puay Yee 顏珮儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CACHET ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-09-02 | Rep | Asset management | 2019-09-02 | Rep | Dealing in securities | 2019-09-02 |
2 | F.T.M.F. DISTRIBUTION LIMITED | Rep | Advising on securities | 2015-12-21 | 2019-08-30 | Rep | Asset management | 2015-12-21 | 2019-08-30 | Rep | Dealing in securities | 2019-04-15 | 2019-08-30 |
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