Ge, Chen (SFC:BGQ236) 葛晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2020-09-24 | 2022-05-13 | Rep | Advising on securities | 2020-09-24 | 2022-05-13 | Rep | Dealing in securities | 2020-09-24 | 2022-05-13 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2022-08-08 | Rep | Advising on securities | 2022-08-08 | Rep | Dealing in securities | 2022-08-08 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2022-08-08 | 2024-03-04 | Rep | Advising on securities | 2022-08-08 | 2024-03-04 | Rep | Dealing in securities | 2022-08-08 | 2024-03-04 |
| 4 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2015-12-08 | 2020-07-10 |
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