Ngai, Siu Chung 倪兆宗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2020-09-02 | 2021-07-15 | Rep | Dealing in securities | 2020-09-02 | 2021-07-15 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2021-10-12 | 2021-10-22 | Rep | Asset management | 2021-10-12 | 2021-10-22 | Rep | Dealing in securities | 2021-10-12 | 2021-10-22 |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2021-12-01 | Rep | Asset management | 2021-12-01 | Rep | Dealing in securities | 2021-12-01 |
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