Kim, Jeong Yeon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2018-07-16 | Rep | Dealing in securities | 2018-07-16 | Rep | Asset management | 2018-08-01 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2015-10-22 | 2016-07-05 | Rep | Dealing in securities | 2015-10-22 | 2016-07-05 | RO | Advising on securities | 2016-07-05 | 2017-04-20 | RO | Dealing in securities | 2016-07-05 | 2017-04-20 | Rep | Advising on securities | 2017-04-20 | 2018-01-16 | Rep | Dealing in securities | 2017-04-20 | 2018-01-16 |
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