Walker, Niamh Catriona
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capstone Financial (HK) Limited | Rep | Advising on securities | 2020-07-13 | 2021-08-22 |
| 2 | PYRMONT WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2021-09-20 | 2022-07-28 | Rep | Asset management | 2021-09-20 | 2022-07-28 |
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