Li, Yutao 李宇韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-06 | 2019-06-29 | Rep | Advising on securities | 2018-06-06 | 2019-06-29 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-06-06 | 2019-06-29 | Rep | Dealing in securities | 2018-06-06 | 2019-06-29 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2015-08-28 | 2016-07-06 | Rep | Advising on securities | 2015-08-28 | 2016-07-06 |
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