Tong, Brian Ching Lim 湯正廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EQT Partners Asia Limited | Rep | Advising on securities | 2018-01-09 | 2021-09-30 | Rep | Dealing in securities | 2018-01-09 | 2021-09-30 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-07-30 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-12-09 |
| 3 | Wealth Harbour Investment & Management Co., Limited | Rep | Advising on securities | 2023-06-05 | Rep | Asset management | 2023-06-05 |
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