Cheng, Tsz Ming Solomon 鄭子明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2020-05-06 | 2022-04-13 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2020-05-06 | 2022-04-13 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2022-06-24 | 2023-04-14 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-05-23 | 2023-04-14 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2022-05-23 | 2022-10-05 | Rep | Advising on securities | 2022-06-24 | 2022-10-05 | RO | Advising on securities | 2022-10-05 | 2023-04-14 | RO | Dealing in securities | 2022-10-05 | 2023-04-14 |
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