Niu, Xiao 牛筱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Fortune Asset Management Limited | Rep | Asset management | 2015-07-02 | 2016-02-05 | Rep | Advising on securities | 2015-07-27 | 2016-02-05 |
| 2 | Capstone Capital Management Limited | RO | Advising on securities | 2023-10-31 | RO | Asset management | 2023-10-31 |
| 3 | Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2021-03-18 | 2023-09-29 | RO | Asset management | 2021-03-18 | 2023-09-29 | RO | Dealing in securities | 2021-03-18 | 2023-09-29 |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-06-08 | 2020-12-28 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2017-06-08 | 2020-12-28 | Rep | Dealing in securities | 2017-06-08 | 2020-12-28 |
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