Li, Junyi (SFC:BFN413) 李俊儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2021-04-27 | 2023-05-04 | Rep | Dealing in securities | 2021-04-27 | 2023-05-04 |
| 2 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-02-13 | 2021-04-07 |
| 3 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2019-02-13 | 2021-04-07 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2015-05-26 | 2019-01-19 |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-05-26 | 2019-01-19 | Rep | Dealing in securities | 2015-05-26 | 2019-01-19 |
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