Wen, Chen (SFC:BFL265) 文宸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-06 | 2017-04-09 |
| 2 | GAOYU SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-15 | 2016-04-14 |
| 3 | GEO Securities Limited | Rep | Dealing in securities | 2015-05-15 | 2015-09-21 |
| 4 | KCG FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2017-06-02 | 2020-09-18 | Rep | Asset management | 2017-06-02 | 2020-09-18 | RO | Advising on securities | 2020-09-18 | RO | Asset management | 2020-09-18 |
| 5 | KCG SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-06-02 | 2020-09-18 | Rep | Asset management | 2017-06-02 | 2020-09-18 | Rep | Dealing in securities | 2018-07-19 | 2020-09-18 | RO | Advising on securities | 2020-09-18 | RO | Asset management | 2020-09-18 | RO | Dealing in securities | 2020-09-18 |
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