Kartha, Harish Ramachandran
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carlyle Global Credit (Asia) Limited | Rep | Asset management | 2015-04-20 | 2017-01-31 |
| 2 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-01-22 | 2020-03-30 | Rep | Asset management | 2018-01-22 | 2020-03-30 | RO | Advising on securities | 2020-03-30 | 2020-12-30 | RO | Asset management | 2020-03-30 | 2020-12-30 |
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