Wen, Yuxiang 文宇翔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2022-07-27 | Rep | Dealing in securities | 2022-07-27 | Rep | Advising on securities | 2022-07-27 | 2024-02-23 |
| 2 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-07-27 | Rep | Asset management | 2022-07-27 | Rep | Dealing in securities | 2022-07-27 |
| 3 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2020-07-09 | 2022-06-29 | Rep | Advising on securities | 2020-08-28 | 2022-06-29 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-08-28 | 2022-06-29 |
| 5 | HARTFORD CAPITAL LIMITED | Rep | Asset management | 2019-07-02 | 2020-06-26 |
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