Liu, Xiaoning (SFC:BFD449) 劉晓宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities CLSA Capital Partners (HK) Limited | Rep | Asset management | 2021-06-21 | 2022-12-23 | Rep | Advising on securities | 2021-07-20 | 2022-12-23 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2021-07-20 | 2022-12-23 |
| 3 | Fiera Capital (Asia) Hong Kong Limited | Rep | Asset management | 2019-01-17 | 2021-04-30 |
| 4 | Mirae Asset Capital (China) Limited | Rep | Advising on securities | 2023-02-22 | Rep | Asset management | 2023-02-22 | Rep | Dealing in securities | 2024-03-22 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-02-22 | 2024-03-25 | Rep | Asset management | 2023-02-22 | 2024-03-25 | Rep | Dealing in securities | 2023-02-22 | 2024-03-25 |
| 6 | PROBITAS HONG KONG LIMITED | Rep | Advising on securities | 2015-03-23 | 2016-06-01 | Rep | Dealing in securities | 2015-03-23 | 2016-06-01 |
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