Zhou, Yiming (SFC:BNG180) 周一鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2020-05-12 | 2021-10-28 | Rep | Dealing in securities | 2020-05-12 | 2021-10-28 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-11-15 | 2023-08-23 | Rep | Advising on corporate finance | 2021-11-30 | 2023-08-23 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2021-11-15 | 2023-08-23 |
| 4 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2023-09-27 | Rep | Advising on securities | 2023-09-27 | Rep | Dealing in securities | 2023-09-27 |
| 5 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-11-01 | 2020-04-03 | Rep | Asset management | 2019-11-01 | 2020-04-03 | Rep | Dealing in securities | 2019-11-01 | 2020-04-03 |
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