Chan, Su-Li 陳淑麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2021-07-30 | 2023-04-26 | Rep | Dealing in securities | 2021-07-30 | 2023-04-26 | Rep | Advising on corporate finance | 2021-09-09 | 2022-07-13 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-01-20 | 2016-12-18 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-01-20 | 2021-04-22 | Rep | Dealing in securities | 2015-01-20 | 2021-04-22 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-01-20 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2021-04-22 | Rep | Dealing in securities | 2016-12-19 | 2021-04-22 |
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