Ng, Ho Yin (SFC:BAI111) 吳浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aurora Borealis Investment Services Limited | Rep | Asset management | 2018-02-02 | 2022-07-08 | Rep | Dealing in securities | 2018-02-02 | 2022-07-08 | Rep | Advising on securities | 2021-04-09 | 2022-07-08 | RO | Advising on securities | 2022-07-08 | RO | Asset management | 2022-07-08 | RO | Dealing in securities | 2022-07-08 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2014-11-20 | 2018-01-26 | Rep | Asset management | 2016-02-11 | 2018-01-26 | Rep | Dealing in futures contracts | 2016-02-11 | 2018-01-26 |
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