Lee, Halim
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Northern Trust Company of Hong Kong Limited (The) | Rep | Advising on securities | 2021-02-25 | 2021-12-30 | Rep | Dealing in securities | 2021-02-25 | 2021-12-30 |
| 2 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2019-07-12 | 2020-08-26 | Rep | Dealing in securities | 2019-07-12 | 2020-08-26 |
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